Credit Supervision and Training Policy Development
A credit supervision and training policy is one of the general conduct obligations for credit licensees, which needs to describe the processes implemented by your business concerning the monitoring, supervision and training of its representatives (prepared in conjunction with the business' Compliance Program).
A credit supervision and training policy includes details of:
- Supervision and monitoring of representatives
- Training of representatives
- Complaints about representatives
- Credit representatives and Responsible Managers
QED Risk Services can prepare this policy for you in conjunction with the other policies required under the General Conduct Obligations for a Credit Licensee. Learn More