QED Risk Management Regulatory Compliance Services
At QED Risk Services, we understand mortgage brokers.
We get how little time you have. We know you just want to be helped through the Credit Licensing and NCCP Compliance process, so you can just on with writing business.
We've created some great products and services to help you navigate the regulatory compliance minefield. We'll give you whatever combination of these services you need - at QED Risk Services, we are all about your business. We specialise in risk management and regulatory compliance services including business reviews and compliance auditing, policies and procedure development and license lodgment.
Already have your Credit Licence?
Then you still need to take measures to keep it! Take a look at the NCCP Compliance Services we offer.
Compliance Auditing
If you're concerned about how you are faring against its compliance obligations, QED Risk Services can perform an end-to-end compliance audit of your business against not only the NCCP requirements but against the benchmark of the hundreds of finance and mortgage broking clients that we have on our books.
Policies & Procedures
Whether you have a Credit Licence or you are looking to get one, the basis for your business needs to be the policies and procedures that you intend to live by to comply with your obligations as a Licensee.
Compliance Monitoring
As a Licensee, you need compliance management systems in place that demonstrate how you are complying with your regulatory obligations. There is a lot more to compliance that just knowing that you comply.
ASIC Credit License Lodgement
If you don't already have your ASIC Credit Licence, QED Risk Services is the perfect partner for you. Applying for a consumer credit licence is QED's main strength. We have applied for more Credit Licences with ASIC than any other service provider in the country with a 99%* success rate.
* Sometimes, ASIC tells us things about an Applicant that the Applicant didn't tell us themselves. In these cases, we sometimes have to withdraw the application.